GEOL 204 Dinosaurs, Early Humans, Ancestors & Evolution:
The Fossil Record of Vanished Worlds of the Prehistoric Past

Spring Semester 2018
Hot Times in the Old Town Tonight: The PETM and the Anthropocene Contrasted

"Biota of the Paleocene-Eocene Thermal Maximum" (2011) by Aldo Chiappe (Paleocene on left, PETM in the middle, Eocene on right)

"Over the next few centuries, with unabated emissions of anthropogenic carbon dioxide (CO2), a total of 5000 Pg C may enter the atmosphere, causing CO2 concentrations to rise to approximately 2000 ppmv, global temperature to warm by more than 8°C and surface ocean pH to decline by approximately 0.7 units. A carbon release of this magnitude is unprecedented during the past 56 million years--and the outcome accordingly difficult to predict. In this regard, the geological record may provide foresight to how the Earth system will respond in the future. -- "Long-term legacy of massive carbon input to the Earth System: Anthropocene versus Eocene" (2013) Richard E. Zeebe & James C. Zachos

BIG QUESTION: What do ancient events show about the effect of climate change on the living world?

The Paleocene-Eocene Thermal Maximum (PETM) Discovered In 1991 paleoceanographers J.P. Kennet & L.D. Stott noticed an unusual trace in the stable isotope record of marine sediment cores from off of Antarctica dated to the end of the Paleocene Epoch (66.0-56.0 Ma) and the Eocene Epoch (56.0-33.9 Ma). These isotope curves, discovered by sampling the skeletons of tiny marine armored ameobas called foraminfera ("forams", for short), indicated two things:

(We'll see what all this "δ" nonsense is later on in this lecture).

What on Earth was going on? This represented a dramatic environmental shift, but one that hadn't been recognized before. Or had it? Actually, a few years earlier paleoceanographers had observed a mass die off of foram species at this very boundary. And the paleomammalogists had long known that the boundary of the Paleocene and Eocene coincided with the arrival of certain mammal groups into Europe and North America and the loss of some earlier primitive mammal groups.

Inspired by Kennett & Stott's discoveries, a team of scientists examined the Paleocene-Eocene boundary terrestrial isotopic record (looking at mammal teeth and soils), and found the same dramatic short-term shift in environments. What was going on?

Everything pointed to a very rapid period of intense global warming that started and stopped, geologically speaking, almost instantly. The event was given a name: the Paleocene-Eocene Thermal Maximum (or PETM). This event required further study. But before we get to their discoveries we need to deal with the issue of climates and paleoclimates more generally.

What is Climate? What is Climate Change?
Climate is the average weather for a particular region over some time. That region may be as small as a county or as big as the whole planet (global climate). Climate therefore includes weather but also variations in weather over time. Some researchers specify the amount of time represented for the averaging (30 years is a commonly used numbers), but there is no hard and fast rule.

A folksy way of saying this is "Climate is what you expect, weather is what you get." More importantly, weather is what you can actually see happening; climate requires you to take records over time.

What CAUSES climate? There are three major factors:

Every single one of these factors can change over various time scales.

Climate change is, therefore, changes in the statistics of weather for a particular region over some time. Nothing in this definition requires climate change to be anthropogenic (human made), nor tied into changes in greenhouse gasses, nor be especially about warming per se. (As we will see, however, recent climate change is all three!)

Of concern to human affairs are three main consequences of climate change, which can perturb human affairs directly or via their effects on other parts of global systems. These three consequences of climate change are:

Here is a graph of the distribution of summer temperatures relative to a 1951-1980 mean of Northern Hemisphere summer months (June-July-August):

(From the Goddard Institute of Space Studies, NASA)

Or, if you prefer, the same data in video format:

Here is another look: the Berkeley Earth Surface Temperature (BEST) Project's reconstruction of changing temperatures over the course of the instrumental record (that is, the period of time when there are thermometers and such to actualy take the temperature of the environment):

But (you might say), I've heard that the temperature has actually been cooling! That is a common myth spread by climate change denialists. Below is a figure that demonstrates one of the problem with their arguments:

And here is a video that explains this in even more detail:

How are climate and and climate change documented? After all, we are talking about averaged phenomena (rainfall, temperature, pressure, etc., etc., etc.) over the surface of the planet and over long periods of time. There are two main forms of observations we make concerning climates and climate systems:

There is more to understanding climates than our current observations and past estimations. If we want to forecast future events (that is, make predictions), we can rely on two major steps:

Climate (the average weather and its variable for a region over time) is the product of a number of factors, most especially:

None of these features are constant over time, and thus the climate of the world has changed: sometimes quite dramatically. Changes can be produced by:

As a result, climates vary over Earth history. On the biggest scale, we see a change between generally hot (greenhouse) conditions with no substantial ice anywhere and generally cold (icehouse) conditions where ice builds up in the mountains and at the poles. The latter can sometimes be shifted further into ice ages, when large glaciers cover much of the continents.

For the geologically recent past, the record of change is much better understood, and we see that climates can shift from one condition to another on a very short period of time. The degree of change of even the geologically recent past can greatly exceed the conditions under which human civilization arose and grew.

The discovery that climates of the past were different than today was one of the first major discoveries of paleontology. Scientists found some strata in temperate regions with tropical animals and plants, and others in the same region with cold-adapted organisms. So they recognized that the environments of the past were often very different than today.

One specific important discovery was the existence of ice ages: intervals of time when great continental glaciers covered vast regions. In the 19th Century Louis Agassiz and colleagues began to amass data to show that many otherwise puzzling features of European and American geology made sense if large sections of those regions were (geologically-speaking) once under vast ice sheets the way Greenland and Antarctica today. Soon afterwards, it was recognized that there wasn't just one "Ice Age" as such, but rather a series of cold and warm periods alternating over the most recent interval of Earth History.

This ice age cyclicity characterizes the Quaternary Period (2.588 Ma to the present). We will have a lecture later on this course specifically about them and how they affected life on Earth. However, the Quaternary ice ages are not the only one: earlier periods of Earth History also experienced their own pulses of ice age cycles. But ice ages are only one subset of different conditions under which the world operates. Additionally, there are:

Study of the Ice Ages and paleoclimate change were critical in inspiring many lines of scientific research:

There are cases in the fossil and geologic record when there are profound long-term shifts of climate where we can see how changes in the various components of the Earth system had changed:

But the changes in the PETM and the changes in the modern world turn out to be much faster than continental drift or Milankovitch cyclity. How did these happen?

Fossils as Proxies

Fossil data is used to approximate some of the climate conditions of the ancient world. There are different aspects of different fossils that make them useful in this context.

For example, many organisms have very narrow habitat preferences: that is, requirements of temperature, salinity, and the like outside of which they cannot live. So for species of known habitat requirement are found at a fossil site, we can infer that the environment at the time of deposition was within those parameters. For example, compare the modern distribution of these three species of foraminifera (armored amoebas). Each species is associated with a different temperature range. If we were to find a fossil site in the Chesapeake with Neogloboquadrina pachyderma, we could infer that the waters of the Chesapeake at that time was frigid; if we found Globigerinoides ruber, then it was tropical at that time. This method works best if these fossils are of species which are still present or their very close relative (so that we can see the life habits of these creatures in the modern world), or are related to aspects of the physiology that are unlikely to have changed over long periods of geologic time.

In particular, some species make excellent paleothermometers. In some cases they can mark only a particular temperature. The foraminferan Neogloboquadrina pachyderma builds shells with a coil to the right at temperatures above 8°C, but to the left below 8°C. Other paleothermometers can give a range of temperatures. It has been found that the percent of leaves in an environment with smooth (also called "entire") margins is very tightly correlated with the mean annual temperature. So if you find enough leaves at a site to compare this ratio statistically, one can estimate the ancient temperature.

Leaves provide an estimate of an additional paleoclimate parameter: the amount of carbon dioxide. Leaves take in carbon dioxide and "exhale" oxygen through tiny openings called stomata. It has been discovered in laboratory studies that the density of stomata decreases with increasing levels of CO2 and increases with decreasing CO2. Furthermore, this can be used to infer temperature as well.

Additionally, stable isotope data can be used in various types of fossils. Because we are all ultimately comprised of what we eat (and breathe), changes in the isotopic composition of the atmosphere and oceans due to changes in temperatures and the like will be reflected in the shells, leaves, bones, and teeth of fossils. Many elements come in slightly different weights (different numbers of neutrons, although the same number of protons and electrons): each of these is an isotope. Some isotopes are radioactive and naturally break down into other elements. But some are stable. (For instance, carbon has three isotopes: the stable 12C [by far the most common] and 13C, and the radioactive 14C.)

Of these, two very important proxies are δ13C and δ18O, which are recorded in such things as the skeletons of organisms (foram tests, corals, clam shells, mammal bones and teeth, etc.), or material in the soil, or other geological matter:

Using various paleoclimate markers, we can estimate the paleoclimatic conditions of any given fossil site. If we have several sites stacked on top of each other, we can reconstruct the changing climate condition of that location. If we reconstruct many different sites at the same slice of time, we can create paleoclimate maps of the ancient world. And by stacking the paleoclimate maps one after another, we can see shifts in global climate pattern.

While the terrestrial record can occasionally be good for this sort of study, the ocean record is much more continuous. There have been a series of national, and international, programs to systematically drill the ocean floor to (among other things) assess changing paleoclimates. These include:

Furthermore, there are many different projects to specifically reconstruct particular moments in Earth's history. Some of these are of interest, since they are possible models for the changes we humans are putting on the environment.

Modern Climate Change and Fossil Fuels: Welcome to the Anthropocene
Fossil fuels are, in fact, real fossils. Coal is the body fossil of vast amounts of plants; petroleum and natural gas are "chemical" fossils derived from the decay and distillation of organic material buried and trapped in sedimentary rocks.

In a very real sense, these are "buried sunlight", as the chemical energy in coal, petroleum, and natural gas was originally produced by photosynthesis in ancient photosynthesizers (plants, algae, phytoplankton) driven by solar energy. This energy is stored in either relatively pure carbon (in coal) or some form of hydrocarbon (compounds of hydrogen and carbon).

With the rise of the steam engine (at the end of the 1700s) and the internal combustion engine (in the late 1800s), fossil fuels have become the primary source of energy for modern industrial society:

To release the energy in fossil fuels, the coal, gasoline, or gas must be burned. Burning of these fossil fuels releases carbon dioxide as a waste product. Unfortunately, carbon dioxide is a potent greenhouse gas, and so the addition of so much CO2 into the atmosphere has produced a marked change in Earth's climate. But this is not the only reason that climate change happens.

Consumption rates of fossil fuels, production rates of concrete, and other industrial processes are used to independently predict the total amount of anthropogenic (human-generated) greenhouse gasses:

Starting in the mid-20th Century, Charles David Keeling began collecting CO2 on Mauna Loa, Hawai'i. These data continue to be collected giving us a continuous record:

(And other institutions are doing the same elsewhere.)

Both theory and data are consistent with the observation of increasing global temperatures since the Industrial Revolution:

Modeling of temperature changes using only natural climate forcings (blue) fail to match observed temperature patterns (black line); in contrast, models that incorporate anthropogenic forcings (pink) show a very good match to observed:

But modern human experience is vastly too short a time to understand the natural variability in climate systems. So there is a vital need for using geological and fossil proxies to see how Earth's climate systems operate under conditions different than the last 6000 years (the age of written records). For example, we find a very different pattern of carbon dioxide when we expand from instrumental readings of the atmosphere and begin to include longer-term records in glacial ice:

There is more to warming that comes from rapidly increasing CO2. There is global warming's "evil twin", ocean acidification (or OA). Carbon dioxide mixes with the shallow seas, increasing the amount of carbonic acid in the water. All sea water is naturally alkalai to some degree, so OA really is more "decrease in ocean alkalinity". Many marine organisms make shells from calcium carbonate, and most use calcium in various metabolic processes. If water acidity rises faster than the animals can adapt, it will kill some, and in many decrease their ability to grow shells, to metabolize nutrients, etc. properly. This can be bad for the species themselves, and can have even broader environmental impact. For instance, some marine phytoplankton require calcium carbonate shells: these phytoplankton are the base of the food chain in many parts of the sea, so if they decline they starve the animals that eat them. Similarly corals form the home to literally millions of species: as coral reefs diminish due to OA, they threaten the species that make these their homes.

Some geologists have started referring to the most recent several decades (or centuries) as the Anthropocene, the human epoch. Essentially this is defined as "that period of time in which human technological activity has become a major influence on Earth systems. Greenhouse gases are just one factor of this: extinctions, habitat transformation, reshaping of streams, capture of the biosphere for agriculture, and many other attributes of the global environment are now directly influenced by humanity. How will this play out into the future? This is where the fossil record has potential: the past may be the key to the present (and future).

Back to the PETM
After the initial discovery, interest in the PETM became heightened as a possible ancient analog to Anthropocene warming. What was the scale of the event? How much warming did it produce? What caused it? How long did it take? And (perhaps most importantly) what were the effects on the living things at that time?

Dozens of sites--both marine and terrestrial--where the Paleocene-Eocene transition were preserved were studied by different teams. Eventually enough data was available to really constrain the size of the negative CIE. The event seemed to be a shift by about 4.6 parts per thousand (‰). In order to explain a -4.6‰ change in the atmosphere, it would require:

Later studies showed that this was released in at least two pulses. Because it is easier to shift the δ13C with methane clathrates, that seemed to be one of the most likely drivers. But all three probably had some contribution.

The reason the number of foram shells disappeared at the PETM had to do with ocean acidification. Geochemists calculated that the level of OA required during the initial burst could only be caused by methane clathrates: there simply wouldn't be enough permafrost or trees or exposed marine mud to cause this shift.

At this time, the continental plates between Greenland and Europe were rifting apart, forming the North Atlantic Ocean. So perhaps this rifting destabilized the methane clathrates?

How fast was the release? Initial models suggested that it was much slower than our Anthropocene greenhouse emissions. But new research published in 2014 and 2015 point to two pulses, each no longer than 1.5 kyr long and separated by 2-5.5 kyr. At their peaks, these degassing events were closer to the present values of emissions (about 1 Pg C/yr, as opposed to today's 9.5 Pg C/yr).

Even though the phase of injection of greenhouse gases was at most less than 9000 years, the entire time in which the environment was disrupted was MUCH longer: the CIE lasted for 113 kyr, and then another 83 kyr before temperatures were restored to pre-PETM levels. The reason for this--and the VERY IMPORTANT LESSON for modern times--is that it is easier to emit lots of carbon than for it to be resorbed by natural systems. Plants abosrb carbon dioxide, but unless you do repeated burial of the forest after forest after forest (as in the Carboniferous) there is very limited amount you can store in plant form. The oceans absorb CO2 (resulting in OA), but over time the shallow seas mix with the deeper ocean to store more. Most importantly, the weathering of rocks binds up carbon dioxide which is then transported and buried as sediment. But all these factors--forest growth, ocean mixing, rock weathering--occur on scales of 10s of kyrs. These are over in a geologic blink of an eye, but to the point of view of inhabitants of these times, the environmental changes last forever.

What were the effects of the PETM? Here are some of the major changes:

The PETM is used as a model for modern anthropogenic greenhouse warming because the amount of gases released and the amount of warming called is just about the same. However, there are some differences:

Nevertheless, this is one of the closest matches we have in the fossil record, so it is studied in great detail. And some of the biological consequences (such as insect damage on crops, and dwarfing of terrestrial mammals) may be features of the world of the near future.

So, How Does Life Respond to Climate Change
In general, Life's response to climate change depends on how quick it is:
Some relevant videos:

To Lecture Schedule

Last modified: 2 April 2018

The Paleocene-Eocene boundary within the Ocean Drilling Project core ODP Leg 208